Huybrechts Complex Geometry Chapter 2.1


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Definition 2.1.1 (holomorphic atlas)

[definition] A holomorphic atlas on a differentiable manifold is an atlas $\{(U_i, \phi_i)\}$ of the form $\phi_i:U_i \simeq \phi_i(U_i) \subseteq \CC^n$, such that the transition functions

\[\phi_{ij} \coloneqq \phi_i \circ \phi_j^{-1} : \phi_j(U_i \cap U_j) \to \phi_i(U_i \cap U_j)\]

are holomorphic. The pair $(U_i, \phi_i)$ is called a holomorphic chart. Two holomorphic atlases $\{(U_i, \phi_i)\}$ and $\{(U_j’, \phi_j’)\}$ are called equivalent if all maps $\phi_i \circ \phi_j’^{-1}$ are holomorphic. [/definition]

Definition 2.1.2 (complex manifold)

[definition] A complex manifold $X$ of dimension $n$ is a real differentiable manifold of dimension $2n$ endowed with an equivalence class of holomorphic atlases. [/definition]

Topological convention

In addition to the above, we say that $X$ is connected, compact, simply-connected, etc. if the underlying topological manifold has said property.

Dimension naming convention

We also impose the convention that complex manifolds of dimension one (two, three, …) is called a complex curve (a complex surface, a complex threefold, …, respectively).

Definition 2.1.3 (holomorphic functions $X \to \CC$)

[definition] A holomorphic function on a complex manifold $X$ is a function $f: X \to \CC$ such that $f\circ \phi_{i}^{-1} : \phi_i(U_i) \to \CC$ is holomorphic for any chart $(U_i, \phi_i)$ of a holomorphic atlas in the equivalence class defining $X$. [/definition]

Definition 2.1.4 (sheaf of holomorphic functions)

[definition] Let $X$ be a complex manifold. By $\mathcal{O}_X$ we denote the sheaf of holomorphic functions on $X$, i.e., for any open subsets $U \subseteq X$ one has

\[\mathcal{O}_X(U) = \Gamma(U, \mathcal{O}_X) = \{f:U \to \CC \text{ holomorphic}\}.\]

[/definition]

Stalk isomorphism $\mathcal{O}_{X,x} \cong \mathcal{O}_{\CC^n, 0}$

There is an obvious isomorphism (as $\CC$-algebras) of stalks $\mathcal{O}_{X,x} \cong \mathcal{O}_{\CC^n, 0}$ by taking a holomorphic chart $(U, \phi)$ with $x \in U$ and $\phi(x) = 0$ by pulling back via $\phi$.

Quotient field of $\mathcal{O}_{X, x}$

Since $\mathcal{O}_{X, x} \cong \mathcal{O}_{\CC^n, 0}$, and the latter is an integral domain (in fact, its a local UFD by Proposition 1.1.15), we can take its quotient field which we denote by $Q(\mathcal{O}_{X, x})$. Thus, if $U \subseteq X$ is an open connected subset, then holomorphic functions $g, h : U\to \CC$, with $h \not\equiv 0$, define elements $g, h \in \mathcal{O}_{X, x}$ and $g/h \in Q(\mathcal{O}_{X, x})$ for all $x \in U$.

Proposition 2.1.5

[proposition] Let $X$ be a compact connected complex manifold. Then $\Gamma(X, \mathcal{O}_X) = \CC$, i.e. any global holomorphic function on $X$ is constant. [/proposition]

[proof] Let $f \in \mathcal{O}_X$ and $x \in X$ be a point where $f$ attains its maximum. There is a chart $(U, \phi)$ around $x$ in a holomorphic atlas in the equivalence class defining $X$. Then

\[f \circ \phi^{-1}:\phi(U_i) \to \CC\]

is holomorphic. Taking $U_i$ to be sufficiently small, we can assume that $U_i$ is connected and so $f\circ \phi^{-1}$ is locally constant by the maximum principle on $\phi(U_i)$. But since $X$ is connected, it follows that $f$ is constant. [/proof]

Contrast to real differentiable manifolds

This result is obviously false compared to real differentiable manifolds. An counterexample is to consider $S^1$ as a real differentiable manifold. Then the map $f:S^1 \to \RR$ defined by $f(e^{i\theta}) = \sin\theta$ is smooth.

Indeed, we can cover $S^1$ by the sets

\[\begin{align*} U_1 &= \{e^{i\theta} \mid -\pi < \theta < \pi\}, \\ U_2 &= \{e^{i\theta} \mid 0 < \theta < 2\pi\}. \end{align*}\]

where $\phi_i(e^{i\theta}) = \theta$ are the chart maps. Now since

\[\begin{align*} f \circ \phi_1^{-1}:(-\pi, \pi) &\to \RR \\ \theta &\mapsto \sin\theta \end{align*}\]

and

\[\begin{align*} f\circ \phi_2^{-1}:(0, 2\pi) &\to \RR \\ \theta &\mapsto \sin\theta \end{align*}\]

are smooth, $f$ is smooth and so the claim follows.

Corollary 2.1.6

[corollary] Let $X$ be a complex manifold of dimension at least two and let $x \in X$. Then

\[\Gamma(X, \mathcal{O}_X) = \Gamma(X \setminus x, \mathcal{O}_X).\]

If $X$ is, in addition, compact and connected, then

\[\Gamma(X \setminus x, \mathcal{O}_X) = \CC.\]

[/corollary]

[proof] Clearly any global section restricts to a section of $\mathcal{O}_X$ over $X \setminus x$ so we must have $\subseteq$. For $\supseteq$, we take a chart $(U, \phi)$ in a holomorphic atlas in the equivalence class defining $X$ so that $x \in U$ and $\phi(x) = 0$. Then $(U\setminus x, \phi)$ is a chart in a holomorphic atlas in the equivalence class defining $X \setminus x$. Furthermore, we can take $U$ to be sufficiently small so that $\phi(U) = B_\eps(0)$. So, then we have $\phi(U \setminus x) = B_\eps(0) \setminus 0$ and taking $\eps’$ to be sufficient small in each coordinate gives an extension of $f\circ \phi^{-1}$, where $f\in \Gamma(X \setminus x, \mathcal{O}_X)$, to $B_\eps(0)$ by Hartogs’ theorem.

The second claim follows immediate from Proposition 2.1.5 and the first claim. [/proof]

Partitions of unity

Notice that partitions of unity on a complex manifold are significantly more limited in use in complex geometry — the identity theorem in conjunction with Corollary 2.1.6 implies that (holomorphic) partitions of unity would be forced to be constant.

Definition 2.1.7 (holomorphic maps of manifolds)

[definition] Let $X$ and $Y$ be complex manifolds. A continuous map $f:X \to Y$ is a holomorphic map if, for any holomorphic charts $(U, \phi)$ and $(U’, \phi’)$ of $X$ and $Y$, respectively, the map

\[\phi'\circ f \circ \phi^{-1}:\phi(f^{-1}(U') \cap U) \to \phi'(U')\]

is holomorphic. $X$ and $Y$ are biholomorphic (isomorphic) if there exists a holomorphic homeomorphism $f:X \to Y$. [/definition]

[remark] Notice that we don’t actually have to specify the inverse map to be a holomorphism — that is taken care of by the inverse function theorem (Proposition 1.1.13) in the same way it is for real differentiable manifolds. [/remark]

Definition 2.1.8 (meromorphic function)

[definition] A meromorphic function on a complex manifold $X$ is a map

\[f:X \to \bigcup_{x\in X} Q(\mathcal{O}_{X, x})\]

which associates to any $x\in X$, and element $f_x \in Q(\mathcal{O}_{X, x})$ such that for any $x_0 \in X$, there exists an open neighborhood $U \subseteq X$ of $x_0$ and two holomorphic functions $g, h:U \to \CC$ with $f_x = g/h$ for all $x \in U$.

The sheaf of meromorphic functions is denoted by $\mathcal{K}_X$ and its space of global sections is denoted $K(X) \coloneqq \Gamma(X, \mathcal{K}_X)$. [/definition]

Example ($X$ is dense open subset of connected open $U \subseteq \CC$)

While the definition of a meromorphic function looks pretty strange, it completely recovers the usual definition of a meromorphic function in single-variable complex analysis. Recall that a meromorphic function in that context can be written as the quotient of two holomorphic functions. And, so $f_x$ would have the same representation for any $x \in X$.

Notice that the same reasoning comes over verbatim if $U \subseteq \CC^n$.

Function field of $X$

If $U$ is connected, then $\mathcal{K}_X(U)$ is an integral domain and it is obvious that it is also a field. In the particular case where $X$ itself is connected, we call $K(X)$ the function field of $X$.

Proposition 2.1.9 (Transcendence degree of $K(X)$)

[proposition] Let $X$ be a compact connected complex manifold of dimension $n$. Then

\[\operatorname{trdeg}_\CC K(X) \le n.\]

[/proposition]

Definition 2.1.10 (Algebraic dimension)

[definition] The algebraic dimension of a compact connected complex manifold $X$ is

\[a(X) \coloneqq \operatorname{trdeg}_\CC K(X).\]

[/definition]

Examples of complex manifolds

Affine space $\CC^n$

By definition, affine $n$-space is $\CC^n$ (or any $\CC$-vector space isomorphic to $\CC^n$ with the induced Euclidean topology). Notice that the open subsets of $\CC^n$ serve as local models for arbitrary complex manifolds.

[remark=(IMPORTANT)] A massive difference between real (differentiable) manifolds and complex manifolds is that real manifolds can be covered by open subsets that are diffeomorphic to $\RR^n$. In contrast, a general complex manifold cannot be covered by open subsets biholomorphic to $\CC^n$. [/remark]

Projective space $\PP^n$

Complex projective space

\[\PP^n \coloneqq \CC\PP^n \coloneqq (\CC^{n+1} \setminus 0)/\CC^*\]

is the most important example of a compact complex manifold. As usual, we denote the points of $\PP^n$ by

\[(z_0:z_1: \cdots:z_n).\]

The usual choice of charts gives a holomorphic atlas. In particular,

\[U_i = \{(z_0 : \cdots : z_n) \mid z_i \neq 0\}\]

and

\[\phi_i:U_i \to \CC^n, \quad (z_0: \cdots : z_n) \mapsto \left(\frac{z_0}{z_i}, \ldots, \frac{z_{i-1}}{z_i}, \frac{z_{i+1}}{z_i}, \ldots, \frac{z_0}{z_i}\right).\]

The transition maps

\[\phi_{ij} \coloneqq \phi_i \circ \phi_j^{-1}:\phi_j(U_i \cap I_j) \to \phi_i(U_i \cap U_j)\]

are defined by

\[\phi_{ij}(w_1, \ldots, w_n) = \left(\frac{w_1}{w_i}, \ldots, \frac{w_{i-1}}{w_{i}}, \frac{w_{i+1}}{w_i}, \ldots, \frac{w_{j-1}}{w_i},\frac{1}{w_i},\frac{w_j}{w_i}, \ldots, \frac{w_n}{w_i}\right).\]

Clearly these maps are bijective and holomorphic by Osgood’s lemma.

Complex tori

Let $X$ be the quotient $\CC^n/\ZZ^{2n}$ where we identify $\ZZ^{2n}$ with the obvious subset of $\CC^n$ via

\[(a_1,b_1, \ldots, a_n,b_n) \leftrightarrow (a_1 + ib_1, \ldots, a_n + ib_n).\]

Endowing $X$ with the quotient topology, we can construct an open covering by letting $U = B_\eps(z)$ with

\[\eps = (1/2, \ldots, 1/2).\]

Then $U$ bijectively maps onto its image in the quotient.

More generally, let $V$ be a complex vector space and $\Gamma \subseteq V$ a free abelian discrete subgroup of order $2n$. Then $X = V/\Gamma$ is a complex manifold.

What’s particularly interesting here is that if we pick two lattices $\Gamma_1, \Gamma_2 \subseteq \CC^n$, then $\CC^n/\Gamma_1$ and $\CC^n/\Gamma_2$ are diffeomorphic (they are both diffeomorphic to $(S^1)^{2n}$). However, in general, these two tori are not necessarily biholomorphic.

Affine hypersurfaces

Let $f:\CC^n \to \CC$ be holomorphic with $0 \in \CC$ a regular value (recall this means that for all $x \in f^{-1}(0)$, the differential $df(x)$ is surjective.) Let

\[X \coloneqq f^{-1}(0) = Z(f) \subseteq \CC^n.\]

By the implicit function theorem, $X$ is a complex manifold of dimension $n - 1$.

Projective hypersurfaces

Let $f \in \CC[z_0, \ldots, z_n]$ be homogeneous. Also assume that $0 \in \CC$ is a regular value for $f:\CC^{n+1} \setminus 0 \to \CC$. By the previous example, $f^{-1}(0) = Z(f)$ is a complex manifold. Note that

\[X \coloneqq V(f) = f^{-1}(0)/\CC^* \subseteq \PP^n\]

is also a complex manifold of dimension $n - 1$ using the usual charts of $\PP^n$ intersected with $X$.

Complete affine intersections

One can consider $k$ holomorphic functions $f_1, \ldots, f_k$ so that

\[(f_1, \ldots, f_k):\CC^n \to \CC^k\]

has $0$ as a regular value. Then

\[X \coloneqq Z(f_1) \cap \cdots \cap Z(f_k) \subseteq \CC^n\]

is a complex manifold of dimension $n - k$.

Complete projective intersections

One can consider $k$ homogeneous polynomials $f_1, \ldots, f_k$ so that

\[(f_1, \ldots, f_k):\CC^{n+1}\setminus 0 \to \CC^k\]

has $0$ as a regular value. Then

\[X \coloneqq V(f_1) \cap \cdots \cap V(f_k) \subseteq \PP^n\]

is a complex manifold of dimension $n - k$.

Complex lie groups

Let $G$ be a group and complex manifolds. Then $G$ is a complex Lie group if $G\times G \to G$, $(x, y) \mapsto xy^{-1}$ is a holomorphic map. Examples of complex Lie groups are:

  • $\GL(n, \CC)$ not abelian for $n > 1$
  • $\SL(n, \CC)$ not abelian for $n > 1$
  • $\Sp(n, \CC)$ not abelian for $n > 1$
  • the complex torus $\CC^n/\Gamma$ – abelian and compact
  • $\CC^n$ – abelian but not compact

Notice that $U(n)$ or $O(n)$ are often not complex lie groups but just real Lie groups. For instance, $U(1) \cong S^1$ which has odd real-dimension.

Grassmannian manifolds

Let $V$ be a complex vector space of dimension $n + 1$. Then the Grassmannian $\Gr_k(V)$ is the collection of $k$-dimsnional subspaces of $V$. Showing it is a complex manifold typically is done by representing the subspaces by the row span of matrices.

We begin by picking a basis so that we may assume $V = \CC^{n+1}$. Then $W \in \Gr_k(V)$ is the row space of a $k\times(n+1)$-matrix $A$ of full rank. We denote these matrices by $M_{k,n+1}$ (notice that this is an open subset of the set of all $k\times(n+1)$ — perturbing such a matrix by a small amount is usually still full rank). Thet set of all $k\times(n+1)$ matrices is a complex manifold canonically isomorphic to $\CC^{k(n+1)}$ so there is a natural surjection $\pi:M_{k,n+1} \to \Gr_k(\CC^{n+1})$ given by quotienting by the usual action of $\GL(k,\CC)$ on $M_{k,n+1}$.

Fix an ordering $\{B_1, \ldots, B_m\}$ of all $k\times k$ minors (so $m = {n+1\choose k}$) of matrices $A \in M_{k,n+1}$. Define an open covering $\Gr_k(\CC^{n+1}) = \bigcup_{i=1}^m U_i$ where $U_i$ is the open subset

\[U_i \coloneqq \{\pi(A) \mid \det(B_i) \neq 0\}.\]

(Equivalently, $U_i$ is the complement of the vanishing locus of the Plucker coordinate corresponding to $B_i$.) Notice that these sets are well-defined because the vanishing of the determinant is invariant under the action of $\GL(k,\CC)$. After permuting the columns of $A \in \pi^{-1}(U_i)$, we may assume that $A$ is of the form $A = [B_i \mid C_i]$. Then the map $\phi_i:U_i \to \CC^{k(n+1-k)}$ given by

\[\pi(A) = B_{i}^{-1} C_i\]

is well-defined. It turns out that this defines a holomorphic atlas of $\Gr_k(\CC^{n+1})$. Notice that this also shows that $\dim_\CC \Gr_k(V) = k(n + 1 - k)$.

Flag manifolds

Also of much interest are the flags. Let $V$ be a complex vector space and fix

\[0 \le k_1 \le k_2 \le \cdots \le k_\ell \le n+1.\]

Then $\Flag(V, k_1, \ldots, k_\ell)$ is the manifold of all flags

\[W_1 \subseteq W_2 \subseteq \cdots \subseteq W_\ell \subseteq V\]

with $\dim(W_i) = k_i$. So, in particular, $\Flag(V, k) = \Gr_k(V)$.

Definition (Orbit space)

[definition] Let $X$ be a topological space and $G$ a group that acts on $X$ continuously. The quotient space (or orbit space) $X/G$ is the topological space $X/G$ endowed with the quotient topology via the projection map $\pi:X \to X/G$. [/definition]

In general, $X/G$ is not a topological manifold (let alone a complex manifold). An easy example is $\CC/\CC^*$ which only has two points. There are only two open subsets of this space: $\emptyset$, $\CC^*$, and $\CC$. So this space is pretty pathological (especially not Hausdorff).

Definition 2.1.11 (Free and proper actions)

[definition] The action of $G$ on $X$ is free if for all $1 \neq g\in G$ and $x \in \CC$, we have $gx \neq x$.

The action is proper if the map $G \times X \to X \times X$, $(g, x) \mapsto (gx, x)$ is proper (preimage of compact is compact). [/definition]

Proposition 2.1.13 (Free and proper implies quotient is complex manifold)

[proposition] Let $G \times X \to X$ be the proper and free action of a complex Lie group $G$ on a complex manifold $X$. Then the quotiant $X/G$ is a complex manifold in a natural way and the quotient map $\pi:X \to X/G$ is holomorphic. [/proposition]

As a matter of convention, if $X$ is a complex manifold and $G$ a complex Lie group acting on $X$, then we will assume that the action map is holomorphic.

Examples of quotient complex manifolds

Example 2.1.14i (Discrete lattice)

Let $\Gamma \subseteq \CC^n$ be a discrete lattice. As a lattice, $\Gamma$ acts discretely by translations. Obviously, this action is free. For properness, we claim that if $K \subseteq \CC^n\times \CC^n$ is compact, then its preimage under $\Gamma \times \CC^n$, $(\tau, z) \mapsto (\tau + z, z)$ is compact since the preimage is

\[\begin{align*} S \coloneqq \{(\tau, z) \in \Gamma \times \CC^n \mid (\tau + z, z) \in K\} &= \{(\tau, z) \in \Gamma \times \CC^n \mid (z, z) \in (-\tau, 0) + K\}. \end{align*}\]

Take an open cover $\{U_i\}$ of $S$ in $\Gamma \times \CC^n$. We claim that this open cover admits a finite open subcover. Since $K$ itself is bounded, $\tau$ is bounded by the diameter of $K$. So the projection $P$ of $S$ onto the first factor $\Gamma$ of $\Gamma \times \CC^n$ is finite. So it follows that

\[S = \bigsqcup_{\tau \in P} \{\tau\} \times \{z \in \CC^n \mid (z, z) \in (-\tau, 0) + K\}.\]

Note that $\{z \in \CC^n \mid (z, z) \in (-\tau, 0) + K\}$ is bounded by $K$ being compact in $\CC^n \times \CC^n$. It is also closed since this set is the intersection of the diagonal of $\CC^n\times \CC^n$ (which is closed) and the closed subset $(-\tau,0) + K$. So this set is compact in $\CC^n$. Therefore, we only need finitely many subsets in $\{U_i\}$ to cover this set. Since $P$ is finite, we only need finitely many sets overall to cover $S$.

Thus, by Proposition 2.1.13, it follows that the torus $\CC^n/\Gamma$ is a complex manifold with the natural choice of topological and complex structure.

Example 2.1.14ii ($\PP^n$ as a quotient)

By similar argumentation, $\PP^n$ realized as the quotient $\CC^{n+1}\setminus 0 /\CC^*$ is a complex manifold without having to go through the usual from scratch way.

Ball quotients

The (open) unit disct

\[D^n = \{z \in \CC^n \mid \|z\| < 1\}\]

can also be viewed as an open subset of the standard open subset $U_0 \subseteq \PP^n$ where

\[U_0 \coloneqq \{(z_0 : \cdots : z_n) \mid z_0 = 1\}.\]

To see how, we recall that there is a hermition form $\langle -,-\rangle$ on $\CC^{n+1}$ defined by

\[\langle u, v\rangle \coloneqq u^* \operatorname{diag}(1, -1, \ldots, -1) v.\]

Then $D^n$ is the open subset of $\PP^n$ of points $z$ with $\langle z, z\rangle > 0$. Notice that this actually makes sense since for this to be true, we’d have

\[|z_0|^2 > |z_1|^2 + \cdots + |z_n|^2\]

which is invariant under the action of $\CC^*$ and, of course, this necessitates $z \in U_0$. Since we’ve normalized $U_0$ so that $|z_0| = 1$, $D^n$ is actually precisely the set of $z$ with $\langle z, z\rangle > 0$.

Of course, notice that $D^n$ is invariant under the action of $\SU(\langle -, -\rangle) = \SU(1, n)$

Ball quotients are quotients of $D^n$ by a discrete group $\Gamma \subseteq \SU(1, n)$ acting freely on $D$. Typically we also want $D^n/\Gamma$ to be compact too so we might just assume we’re working in that case.

Finite quotients of products of curves

Let $C$ be a complex curve and $E = \CC/\Gamma$ be an elliptic curve. If $G$ is a finite subgroup of $E$ (thus it acts by translation on $E$) that acts on $C$, then there is a natural free $G$-action on $C\times E$. Thus, the quotient $X = (C \times E)/G$ is a complex surface and the is a surjective holomorphic map $f:X \to C/G$. If $G$ acts freely in $z\in C$, then the fiber $f^{-1}(z)$ is isomorphic to the elliptic curve $E$. In general, $f^{-1}(z)$ is isomorphic to $E/\Stab(z)$.

Hopf manifolds

Let $\ZZ$ act on $\CC^n\setminus 0$ by

\[(z_1, \ldots, z_n) \mapsto (\lambda^k z_1, \ldots, \lambda^k z_n)\]

for $k \in \ZZ$. For $0 < \lambda < 1$, this action is free and discrete. The complex manifold $X = (\CC^n \setminus 0) /\ZZ$ is (real) diffeomorphic to $S^1 \times S^{2n - 1}$.

Iwasawa manifold

Let $G$ be the complex Lie group

\[G = \left\{\mqty[1 & z_1 & z_2 \\ 0 & 1 & z_3 \\ 0 & 0 & 1] \in \GL(3, \CC) \;\bigg|\; z_1, z_2, z_3 \in \CC\right\}.\]

Then $G$ is biholomorphic to $\CC^3$ (as a complex manifold). The group $G$ is called the Heisenberg group. Let $\Gamma$ be the subgroup $G \cap \GL(3, \ZZ + i\ZZ)$. Then $(w_1, w_2, w_3) \in \Gamma$ acts on $G$ by translation (which, of course, is properly discontinuous). So the quotient $X = G/\Gamma$ is a complex manifold of dimension three.

Definition 2.1.16 (Complex submanifolds)

[definition] Let $X$ be a complex manifold of complex dimension $n$ and $Y \subseteq X$ be a differentiable submanifold of real dimension $2k$. We say that $Y$ is a complex submanifold of (complex) dimension $k$ in $X$ if there is a holomorphic atlas $\{(U_i, \phi_i)\}$ of $X$ such that $\phi_i:U_i \cap Y \cong \phi(U_i) \cap \CC^k$.

Here $\CC^k$ is embedded into $\CC^n$ via the first $k$ coordinates. The codimension of $Y$ in $X$ is by definition $\dim(X) = \dim(Y) = n - k$. [/definition]

Definition 2.1.17 (Projective complex manifolds)

[definition] A complex manifold $X$ is projective if $X$ is biholomorphic to a closed complex submanifold of some projective space $\PP^N$. [/definition]